Marketocracy Capital Management, LLC

Thank you for your interest in opening a Marketocracy Managed Account to invest in the stocks of the Marketocracy mFOLIO Masters like Chris Rees and Adam Thompson as well as Ken Kam's Best Ideas model Portfolio. There are a few steps to follow and forms to fill out. If you have any questions along the way, feel free to contact us by email, phone or chat (to the right).

Here are the steps to get started:

STEP 1: Become a Marketocracy Managed Account Client

Download the following client agreement by clicking on it. This is the client information form and signature page for all of the agreements below. Each account owner or trustee must fill-out and sign their own individual form:

• Client Agreement for a Managed Account (MA-100-001)

To review the complete agreements, you can download them by clicking on any of these:

General Terms and Conditions (MA-100-002) describes the overall managed account program.
Limited Power of Attorney with Trading Authorization (MA-100-006) gives us the authority to establish and trade a brokerage account on your behalf.
mFOLIO Program Supplement (MA-300-001) supplements the General Terms and Conditions with details specific to managed accounts which are set up at the brokerage firm FOLIOfn. Our management fee schedule at different asset levels is described in Section 3.
Managed Accounts Programs Brochure (MA-100-004) is a more readable summary of our managed accounts program.
MCM Form ADV, Part II (MA-100-003)
FOLIOfn Customer Agreement describes how FOLIOfn will handle your account and trades.

STEP 2: Set up the appropriate brokerage account

Select the appropriate account type: regular taxable or retirement account then download, print, fill-out, and sign one of the following agreements for each account:

• Regular Taxable Account Setup Form (MA-100-007) for individual accounts, joint accounts, and revocable trusts.

• Retirement Account Setup Form (MA-100-008) for Roth IRAs, Rollover IRAs, SEP IRAs, and Traditional IRAs

STEP 3: Fax back the signature forms

Fax back only the signature forms. To make it easier for you, here is a fax cover sheet you can use to fax back the signed agreements to us at: 815 550-2852:

• Marketocracy Fax Cover sheet

STEP 4: Funding and mFOLIO selection

Once we establish your brokerage account at FOLIOfn, we'll send you information regarding your account, how to access it online, and information on how to fund your account. In the meantime, you can decide what mFOLIOs you would like to invest in and fill out this mFOLIO selection form:

• Initial Client Instruction (MA-300-002)

You can find information on each individual mFOLIO here. We're available to discuss each of the mFOLIOs and whether they are appropriate for your needs and objectives.

Feel free to contact us via email or phone if you have any questions.